THE MINISTRY OF FINANCE | SOCIALIST REPUBLIC OF VIET NAM |
No: 71/2005/QD-BTC | Hanoi, October 21, 2005 |
DECISION
ON AMENDMENT OF AND ADDITION TO A NUMBER OF ARTICLES OF THE REGULATION ON ORGANIZATION AND OPERATION OF SECURITIES INVESTMENT FUNDS AND FUND MANAGEMENT COMPANIES (PROMULGATED IN CONJUNCTION WITH THE DECISION NO. 73/2004/QD-BTC OF THE MINISTER OF FINANCE DATED 3 SEPTEMBER 2004)
THE MINISTER OF FINANCE
- Pursuant to the Decree No. 77/2003/ND-CP dated 1 July 2003 of the Prime Minister regulating the functions, tasks, power and organizational structure of the Ministry of Finance;
- Pursuant to the Government's Decree No.144/2003/ND-CP dated 28 November 2003 on securities and securities markets;
At the request of the Chairman of the State Secutrities Commission,
DECIDES:
Article 1: Add Point d to Item 2, Article 42 of the Regulation on organization and operation of securities investment funds and fund management companies (promulgated in conjunction with the Decision No. 73/2004/QD-BTC of the Minister of Finance dated 3 September 2004) as follows:
d. Fund management company under an insuance company being its controlling shareholder or capital-contributing member shall be allowed to manage the capital and assets entrusted by such insuance company based on the investment entrusting contracts entered by and between fund management company and insuance company in compliance with laws and regulations on securities and securities market. Entrusted capital and assets shall be deposited at custodian members being commercial bank as indicated in the depository agreement".
Article 2. This Decision shall takes effects 15 days after its publication on the Official Gazette.
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FOR THE MINISTER OF FINANCE
DEPUTY MINISTER
Le Thi Bang Tam
- 1Circular No. 212/2012/TT-BTC of December 05, 2012, guiding the establishment, organization and operation of fund management company
- 2Decision No. 05/1998/QD-UBCK3 of October 13, 1998 promulgating regulation on organization and operation of securities investment fund and fund-managing firm
- 3Decree of Government No.48/1998/ND-CP of July 11, 1998 on securities and securities market
- 1Decision No.73/2004/QD-BTC of September 3, 2004 promulgating the regulation on organization and operation of securities investment funds and fund management companies
- 2Decision No.73/2004/QD-BTC of September 3, 2004 promulgating the regulation on organization and operation of securities investment funds and fund management companies
- 1Circular No. 212/2012/TT-BTC of December 05, 2012, guiding the establishment, organization and operation of fund management company
- 2Decree No. 144/2003/ND-CP of November 28th, 2003, on securities and securities markets.
- 3Decree No. 77/2003/ND-CP of July 01st, 2003, defining the functions, tasks, powers and organizational structure of the Finance Ministry.
- 4Decision No. 05/1998/QD-UBCK3 of October 13, 1998 promulgating regulation on organization and operation of securities investment fund and fund-managing firm
- 5Decree of Government No.48/1998/ND-CP of July 11, 1998 on securities and securities market
Decision No. 71/2005/QD-BTC of October 21, 2005, on amendment of and addition to a number of articles of the regulation on organization and operation of securities investment funds and fund management companies.
- Số hiệu: 71/2005/QD-BTC
- Loại văn bản: Quyết định
- Ngày ban hành: 21/10/2005
- Nơi ban hành: Bộ Tài chính
- Người ký: Lê Thị Băng Tâm
- Ngày công báo: Đang cập nhật
- Số công báo: Đang cập nhật
- Ngày hiệu lực: 15/11/2005
- Ngày hết hiệu lực: 12/11/2007
- Tình trạng hiệu lực: Hết hiệu lực